Offering for sale 3 Swiss Regulatory FINMA Licence
3 Swiss Regulatory FINMA Licences (Asset Manager, Investment Advisor and Execution Only Services:
Asset Manager Licence (Art. 17(1) FINIG)
Discretionary management of client assets under a written mandate.
Full control over buying/selling securities (e.g., ETFs, stocks) on behalf of clients, based on their risk profile.
Ideal for: Robo-advisors, Wealth managers, Digital investment platforms
Investment Adviser Notification (Art. 19(3)(a) FINIG)
Offer personalised investment advice to clients without managing their assets directly.
Helps you onboard clients who want advice but retain control over their portfolios.
Registration required with:
Execution‑Only Services (Art. 3(2)(c) FIDLEG)
Operate a platform where clients build and execute portfolios themselves (without advice or discretionary management).
Must disclose risks clearly but is less regulated than advisory or discretionary mandates.
TIME AND COST SAVINGS
Applying for a new Swiss Regulatory FINMA licence typically takes 18 to 24 months, involves higher upfront costs, and requires building your infrastructure from scratch. There is also the chance the licence would not be approved.
Acquiring an existing FINMA-licensed company and transferring the licence can be completed in just 2 to 3 months, subject to FINMA’s approval of the change of control. This route is faster and often less costly overall.
Asking Price: £600,000-£1000,000
Financials (USD)
Asking Price Not Disclosed
Converted From EUR
Exchange Rate $1.17
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