DFSA CAT 3A Licensed Company for sale in Dubai

Asking Price: On Request

Financial Asset Details

Listed on May 9, 2025

This Dubai Financial Services Authority (DFSA) Category 3A licensed firm presents an attractive opportunity for investors seeking a clean and ready-to-operate financial services entity in the Dubai International Financial Centre (DIFC). The firm holds a CAT3A license and meets all regulatory capital requirements

Key Business Highlights:
License Type: DFSA Category 3A License
Share Capital: USD 500,000 (fully paid-up)
Regulatory Record: No prior business activity, clean compliance history
Assets & Liabilities: No liabilities, no claims, no disputes, no client base
Bank Accounts: Active corporate bank account
Operational Setup: One director; outsourced team in place for compliance, accounting, risk management, and administration
Software: No current subscriptions; previously used a wealth management platform

Permitted Activities:
•Advising on financial products (shares, options, futures, structured products, debentures, insurance, units)
•Arranging investment deals across similar asset classes
•Principal dealing in listed instruments
•Additional permissions include custody arrangement, asset management, credit advisory and arrangement

This acquisition provides an efficient entry into the DFSA-regulated space with a licensed and compliant platform, operational readiness, and a strong base for future growth.

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Financials (USD)

Asking Price Not Disclosed

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