Investment Advisory Firm for Sale in California
This California-registered investment advisory firm presents a unique opportunity for investors looking to acquire a licensed entity with established banking relationships. The firm was registered since 2019, but wasn't opperating.
Key Business Highlights:
Registered Since: 2019
License: Registered as an investment advisory firm in the state of California
Assets & Liabilities: No assets, no liabilities, no clients, no complaints
Bank Accounts: U.S. Bank, JP Morgan Chase, Morgan Stanley, and Citibank
Subsidiary: London-based subsidiary with an account at Barclays Bank
Ownership Transfer: Possible within 24 hours in the U.S. and the UK (Companies House and bank account signatory rights update)
This acquisition offers a compliant investment advisory structure with a clean record, an existing banking network, and a fast ownership transition process.
Financials (USD)
Asking Price Not Disclosed
Disclaimer: DealStream has not independently verified any of the information in this listing and makes no warranty as to its accuracy or completeness. This listing does not constitute an offer to sell, solicit or make an offer to buy an investment interest. Offers to sell, or the solicitation of offers to buy, any security can only be made through official offering documents, such as a subscription agreement and private placement memorandum. Read DealStream's Terms Of Use before responding to any listing. Learn how to stay safe in our marketplace.
Request Information
Want to learn more about this listing? Log in now. New to DealStream? Discover how artificial intelligence can help you find better deals! Sign up for a Free Account today and get your first Search Genius deal tomorrow.
Sign UpDealStream Awards & Reviews
