Regain SEC and FINRA compliance

United States

Service Details
Listed on Aug 11, 2025

Recent Regulatory changes now prevent broker-dealers from quoting certain OTC securities — even if your stock is still trading. If your company was previously quoted and now shows this status:
Warning: This security is eligible for Unsolicited Quotes Only

You may be out of compliance with Rule 15c2-11 and subject to:
Quote restrictions on OTC Markets
Broker-dealer suspension from quoting your ticker
Reduced liquidity, volume, and investor access
Barriers to financing, uplisting, or corporate actions

Our Services:

Form 211 Refilings (Rule 15c2-11 Compliance)
OTCQB / QX Uplisting Strategy
Corporate Name & Symbol Changes via FINRA
SEC Filings (10-K, 10-Q, Form 8-K Remediation)
Reverse Merger and Public Shell Structuring
Guidance on Alternative Reporting vs. Full Reporting Status


If your stock is flagged or your broker has gone silent, call now.
We offer fast eligibility assessments, flat-fee 211 engagements, and audit-ready compliance checklists.

If you’re considering dissolving a public entity or letting filings lapse, contact us first. You may have significant market value left in your company.

Additional Details

Geographic Markets Served United States

Fees Vary by case

Licensing & Accreditation CA Attorney & CPA

Years In Business 35

Number of Completed Transactions Over 100

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