National 401K Third Party Administrator

Company Overview
Our client offers products and services with flexible plan design options and features that are beneficial to all stakeholders and beneficiaries in retirement plans. Their administrative support enables advisors to grow their businesses and to concentrate on their relationships with the trustees of their plans. They also prioritize personalized service to the employees of each company, as well as compliance with regulators. Their solutions will empower the advisor to expedite sales and onboarding. Some of the ways we do this include:
• Versatile plan designs that are understandable to both employers and employees;
• Recordkeeping options ranging from daily monitoring to balance forward;
• Administrative services ranging from full service to bundled options;
• A variety of investment mix and plan pricing approaches, from plans where employers or the participants absorb costs, to splitting costs between parties
The client recognizes the importance of:
• Client Service;
• Compliance with Internal Revenue Service (IRS) regulations;
• Compliance with the Department of Labor (DOL) regulations;
• Customized plans designed to meet the needs of the business owner;
• Client and participant communication;
• Ease of use;
• Technology;
• Internal controls

Financial Information
Number of clients….265…………..Number of Participants….4500
AUM……………………………………………..$345 mil
Have both RIA & 3(38) outside services
Revenue…..$1Mil….EBITDA…..$180K

Why Selling
The owner is looking to join a larger organization to grow revenue and leverage relationships