Australian Financial Services Licence (AFSL)

Overview:
An ASIC-licensed financial services company is available for full acquisition. The licence authorises a wide range of financial activities, including market-making, dealing, and providing financial product advice across derivatives, FX, and basic deposit products. The licence permits services to both retail and wholesale clients, making it a versatile platform for financial operations in Australia.

Core Activities Authorised:
• Providing general financial product advice for:
– Basic deposit products
– Derivatives
– Foreign exchange contracts

• Dealing in financial products by:
– Issuing, applying for, acquiring, varying, or disposing of derivatives and FX contracts
– Acting on behalf of clients in respect of basic deposit products, derivatives, and FX contracts

• Making a market for:
– Foreign exchange contracts
– Derivatives

Key Highlights:
• Licence allows both retail and wholesale client authorisations
• Includes one Key Person and three Responsible Managers
• Key Person RM – AUD 10,000 + GST/month
• Two additional RMs – AUD 6,000 + GST/month per person
• Compliant structure with no liabilities or ASIC investigations
• Ideal for establishing brokerage, trading, or advisory operations in Australia