Explore Securities Brokerage Businesses for Sale – DealStream Listings
Looking for securities brokerage businesses for sale? DealStream’s premier marketplace connects you with registered broker-dealer firms offering proven revenue streams, loyal client bases and scalable growth potential. Browse exclusive listings of securities brokerage firms for sale, connect directly with motivated sellers, and find the ideal acquisition to expand your financial services footprint. Start exploring top broker-dealer opportunities today and take your investment strategy to the next level.
Showcased Deals
El Salvador Bitcoin Service Provider (BSP) License
Legal consulting provides FULL turnkey solution in obtaining crypto license in El Salvador Bitcoin Service Provider (BSP) License includes: - Turnkey “S.A. de C.V." (Limited Liability Corporation) formation - Legal address with lease agreement - Tailored AML/KYC/CFT Policies - Preparation of...
Operating Swiss Broker-Dealer Company for Sale
FINMA REGISTERED, Operating Swiss Broker-Dealer, Asset & Collective Investment Scheme Management Company for sale. A rare opportunity, fully licensed, active & operating Asset Management Business, with offices, personnel, bank accts. assets under management & an active revenue stream. FINMA Licensed...
EU Trust Company - Asset Management Company
EU Trust Company package with EBANQ Online Banking Software, Registration as Regulated Trust Management Company. There are no limitations on the type of assets that can be placed under management by a Trust Company. Assets can include but are not limited to: Cash Deposits (No Currency Restrictions) Cryptocurrencies...
All Matching Deals
EU Trust Company - Asset Management Company
EU Trust Company package with EBANQ Online Banking Software, Registration as Regulated Trust Management Company. There are no limitations on the type of assets that can be placed under management by a Trust Company. Assets can include but are not limited to: Cash Deposits (No Currency Restrictions) Cryptocurrencies...
El Salvador Bitcoin Service Provider (BSP) License
Legal consulting provides FULL turnkey solution in obtaining crypto license in El Salvador Bitcoin Service Provider (BSP) License includes: - Turnkey “S.A. de C.V." (Limited Liability Corporation) formation - Legal address with lease agreement - Tailored AML/KYC/CFT Policies - Preparation of...
Labuan Securities + Money Broking Ready-Made
LABUAN BROKERAGE BUSINESS FOR SALE Two licenses under one legal entity. Money Broking License Securities License -Clean record -No debt or Liabilities -Local Bank account -Office in Labuan -Two directors + Complaince officer -Paid up capital ~135k USD Labuan is considered as an...
Operating Swiss Broker-Dealer Company for Sale
FINMA REGISTERED, Operating Swiss Broker-Dealer, Asset & Collective Investment Scheme Management Company for sale. A rare opportunity, fully licensed, active & operating Asset Management Business, with offices, personnel, bank accts. assets under management & an active revenue stream. FINMA Licensed...
Licensed Estonia Crypto Exchange Company + Bank Ac
Included In The Sale: By obtaining this company you will inherit the legal right to sell, trade and/or store digital currencies, such as Bitcoin, when you acquire this company and its licenses. - EU Registered company - 2 EU licenses for cryptocurrency exchange and virtual wallet services -...
SBLC / BG Instruments for Trade & Project Capital
Seeking credible monetizers and end-users for SBLC and BG instruments from established banking institutions. Ideal for trade finance, leasing, collateral enhancement, and capital deployment. Serious inquiries only — proof of funds and KYC required.
SBLC / BG Leasing & Monetization Services
We arrange bank-issued SBLC and BG instruments for legitimate commercial use, including trade finance, structured transactions, and project funding. Services Offered: • SBLC / BG Leasing • SBLC / BG Monetization • Issuance from acceptable international banks • SWIFT MT760 transmission • Fresh-cut,...
Fully operational SDL in Seychelles for sale
Fully operational Securities Dealer License in Seychelles for sale What's included: • Company incorporated in 2020. • Licensed entity with Seychelles Securities Dealer license. • Client base (approximately 18k clients). • 2 local directors and compliance officer can stay. • ABSA Bank account...
Mauritius Broker Dealer
Clean Broker Dealer since 2015 Licensed for On-Line Trading and Personal management. Never been used BD. All Compliance in place and good standing. 2 bank accounts. can obtain more if needed. Low yearly maintenance costs.
Bitcoin Node For Sale $10M
Bitcoin Node Founded in 2012, it has established itself as a leading Software as a Service (SaaS) provider aiming to transform the way businesses and individuals access and understand the intricacies of bitcoin and other cryptocurrencies. Operating in the fast-evolving internet economy, the company...
For Immediate Sale: Branded MT4 Platform
Get Your Forex Brokerage Live Instantly! We are offering a fully branded MetaTrader 4 (MT4) platform available immediately for deployment. One-Time Setup Cost: USD 100,000 Monthly Rental / Server Cost: USD 7,000 Rebranding & Launch-Ready Fast setup and integration with your preferred CRM,...
South Africa FSP (FSCA CAT 1) for Sale
This fully operational, compliant financial services provider (FSP) with a proven track record in the market is now available for acquisition. The company’s established infrastructure and regulatory framework provide a seamless opportunity for immediate business activity without the need for a lengthy...
South Africa FSP (FSCA CAT 1) Ready-Made for Sale
A newly established, fully compliant FSP with Category 1 license ready for immediate acquisition. This turnkey solution provides a substantial time-to-market advantage by eliminating the need for a complex regulatory approval process. Main Information: - License Obtained: Aug 2024 - Status: Active,...
Labuan, Malaysia Money Brokering licensed Company
As part of a restructure of our business platform, a licensed money broker company is available in Labuan, Malaysia Sale includes : - Competitive tax between 0% and 3% - Location : Labuan, Malaysia - Regulated company license type : Money Brokering with ability to operate a CFD brokerage, hold...
Electronic Money Institution for sale
Main service: Business bank accounts for companies. Last year revenue: €2M Last year profit: €500K Number of Employees: 20 Clients: 550+ corporate clients, 400+ private clients Location: Vilnius, Lithuania, EU Licensed by Central bank of Lithuania Type of licence: Electronic Money Institution...
Multi Asset Broker for Sale
An established regulated multi-asset Brokerage is up for sale in Mauritius. The company was previously operating out of a Seychelles license for 10 years and recently obtained a Mauritius license to replace the Seychelles license. The sale does not include any existing clients but does include a...
Stock Market Broker House with 35,000+ clients
The company is one of the top retail brokerage houses in Bangladesh with a strong online trading platform, it provides equity-based products (research, equities, depository, margin funding, etc. ) with a license value of about USD 3 million. It has been one of the largest networks in the country with...
Stock Brokerage with 35,000 Clients
Stock Market Broker House with 35,000+ clients Description The company is one of the top retail brokerage houses in Bangladesh with a strong online trading platform, it provides equity-based products (research, equities, depository, margin funding, etc. ) with a license value of about USD 3 million....
CIF/CySEC STP Broker for Sale
A CySEC regulated entity to operate as an STP brokerage for CFD has become available for sale. The CIF is also licensed to hold clients’ funds and assets through the authorisation of the ancillary service of safekeeping and administration including custodianship and related services. This CySEC CFD...
Swiss Company w Merchant Gateway For Sale
Licensed Swiss Company with High-Tech Merchant Payment Gatway/ Payment Processing Platform The company is a licensed 2017 Zug, Switzerland company, offering an unsurpassed level of global prestige and credibility, coupled with our incredible high-tech payment gateway/payment processing software platform...
US Securities Broker Dealer for sale
FINRA , SEC member Broker Dealer with 8 approved business line for sale.
Fully Branded MT5 Platform Ready to Operate
Launch Your Forex Brokerage Instantly with MT5 Standard License (25K Accounts) Take over a turnkey forex brokerage setup that includes: MetaTrader 5 Platform – Standard license (25,000 accounts) Registered Company – Based in St. Lucia with full documentation Ultimate Beneficial Ownership...
Seller Financing
Banks and Financial License. Water and sanitation systems for developing countries. Electrical Power Plants
English Bank for Sale
Bank for sale
Financial Services Permission in ADGM (UAE)
Company Details available upon request • Company Name • Registered Number • Incorporation Date: July 2023 • Commercial License Number • Office Address • FSP Number Key Authorizations: • Authorized Activities: Dealing in Investments as Principal Limitations: • Not permitted to deal with...
Tips for Buying Securities Brokerage Businesses
Understand Regulatory Requirements
Purchasing a securities brokerage business means entering one of the most heavily regulated industries. Before making any moves, thoroughly research both federal and state licensing requirements, and confirm that the business is compliant with bodies like FINRA and the SEC. Due diligence in this area includes verifying the status of the business’s existing licenses, reviewing any disciplinary history, and assessing ongoing compliance procedures. The cost and complexity of transferring licenses or addressing compliance gaps can be significant, so consult with a securities attorney early in the process.
Evaluate Client Base and Assets Under Management
The true value of a securities brokerage business often lies in its client base and the associated assets under management (AUM). Review client demographics, account sizes, retention history, and level of diversification among clients. High client concentration or dependence on a few key accounts can be risky. Be prepared to assess how loyal clients actually are—to the business versus specific financial advisors or agents—since client migration post-sale can pose a retention challenge. Ensure that the purchase agreement addresses both existing and potential post-sale transitions.
Assess Operational and Technological Infrastructure
A strong back-office operation and up-to-date technology systems are critical for ongoing success and regulatory compliance. Scrutinize the quality of the firm’s trading platforms, record-keeping, cybersecurity, and reporting technology. Identify any legacy systems or technical debt that could hinder future growth or result in costly upgrades. Also, evaluate the expertise and stability of the existing staff, as their institutional knowledge and client relationships will be pivotal during and after the transition. Investing in training or retaining key personnel can significantly ease integration and client retention challenges.