Discover Top Investment Management Businesses for Sale
Investment management businesses for sale: Browse DealStream’s curated marketplace for buying and selling asset management, wealth management, and investment advisory firms. Whether you’re a private equity investor, family office, or financial entrepreneur seeking to acquire a turnkey investment management business, our up-to-date, fully vetted listings feature high-quality opportunities worldwide. Start your search today to find the perfect investment management firm for sale and accelerate your growth in the competitive finance industry.
Showcased Deals
Swiss Asset Management Company / Paymaster Option
Takeover of a active Swiss Asset Management/Advisory Company. Can be used as Paymaster solution with current SRO Membership or can be upgraded to fully SO by FINNA or FinTech License within few months. Fully operational immediately with Bank Account. Depending of your scope and your intended activity,...
Investment Manager for Sale
Cayman Islands investment manager for sale. Fully compliant and regulated with bank account and broker relationships. Can be used as fund manager to any investments including digital assets and crypto. Can act as investment manager to any type of fund or GP to venture capital or private equity fund....
Swiss FINMA Multi-Family Office Asset Manager
Fully FINMA licensed Asset and Wealth Manager, incorporated 11 years ago and based in one of the lowest taxed Swiss Kantons (Schwyz) by lake Zurich. We are looking to sell up to 50% of the business for CHF 600,000. Ideal for an UHNWI looking to move to Switzerland, for tax and lifestyle reasons,...
All Matching Deals
Swiss FINMA Multi-Family Office Asset Manager
Fully FINMA licensed Asset and Wealth Manager, incorporated 11 years ago and based in one of the lowest taxed Swiss Kantons (Schwyz) by lake Zurich. We are looking to sell up to 50% of the business for CHF 600,000. Ideal for an UHNWI looking to move to Switzerland, for tax and lifestyle reasons,...
Cayman Digital Asset Fund Formation
Regulated end-to-end formation of digital asset / crypto fund. Legal, compliance, operations, fund admin, corporate services, banking, custodian, technology services included. All funds are audited annually and subject to the highest levels of governance. Fund launch timeframe is 4 weeks. If you...
Investment Manager for Sale
Cayman Islands investment manager for sale. Fully compliant and regulated with bank account and broker relationships. Can be used as fund manager to any investments including digital assets and crypto. Can act as investment manager to any type of fund or GP to venture capital or private equity fund....
FINMA Licensed Asset Management Company For Sale
Swiss wealth management firm specializing in asset management operations with investors, financial investment advisory, and strategic business consulting. The company provides comprehensive financial services including management mandates, economic and administrative assistance, and strategic corporate...
Automated E-Mini Futures Trading System
Business Description (Confidential – NDA Required) A U.S.-based single-member LLC is offering the exclusive acquisition of a fully developed, automated trading platform for the E-mini S&P 500 futures market. The system is not a concept or backtest — it is a live-proven, fully operational algorithmic...
Swiss Asset Management Company
Swiss Asset Management/Advisory Company. Can be used as Fiduciary and/or Trust Solution with current SRO Membership or can be upgraded to fully SO by FINNA). Fully operational immediately with Bank Account Depending of your scope and your intended activity, we are able to structure the license and...
Swiss Asset Management Company / Paymaster Option
Takeover of a active Swiss Asset Management/Advisory Company. Can be used as Paymaster solution with current SRO Membership or can be upgraded to fully SO by FINNA or FinTech License within few months. Fully operational immediately with Bank Account. Depending of your scope and your intended activity,...
EU Trust Company - Asset Management Company
EU Trust Company package with EBANQ Online Banking Software, Registration as Regulated Trust Management Company. There are no limitations on the type of assets that can be placed under management by a Trust Company. Assets can include but are not limited to: Cash Deposits (No Currency Restrictions) Cryptocurrencies...
Profitable Fintech Algorithmic Trading Software
Disruptive Fintech Algorithmic Trading Software | $10M TTM Revenue This is an exciting opportunity to acquire a highly profitable, compliance-first trading automation platform that has achieved explosive growth in the algorithmic investing and financial technology sector. The business licenses...
Asset Management Company (AUM: USD 1.2B) for Sale
The asset management company granted the Type 4 and Type 9 licenses by the Hong Kong Securities and Futures Commission (SFC) is authorized to conduct investment advisory and asset management businesses in Hong Kong. Key personnel of the asset management company possess work experience and professional...
South African CAT 1 FSP License for Sale
Company Overview --------------------------------------------- Operational Status: Active, with no trading history Financial Position: Active bank account, monthly operational costs of €5,000 Personnel: Fully staffed with key personnel including AMLCO/FIC Officer, Key Individuals, and External Compliance...
Boutique Investment Platform– Gateway to Argentina
Boutique Investment Platform – Gateway to Exceptional Opportunities in Argentina Positioned as a boutique investment and business development firm, our platform serves as a gateway to exceptional investment opportunities in Argentina, one of today’s most compelling emerging markets at the early stage...
BDC Publicly Traded with $18 million in Assets
Publicly traded Business Development Corp with NAV of $18 million is seeking buyer and/or strategic partner. Company will entertain all serious offers. Serious inquiries please. Thank you.
European Headquartered Private Wealth Company
Operating for over two decades, with a focus on Private Wealth, Fund Management, and Investment Advisory services. Client base includes high-net-worth individuals, family offices, and institutional investors. Client count: 350–400, predominantly private clients Investment opportunity: Acquisition...
Puerto Rico SEC-Regulated USA-Tax Exempt Fund
Fully formed investment fund domiciled (included GP LLC/LP entities) in Puerto Rico under existing management company. The fund is structured with a U.S. SEC Exempt Reporting Adviser (ERA) registration and benefits from Puerto Rico’s Act 60 tax-exempt decree. This provides significant advantages including...
RIA W/ Seasoned Tech/Small Cap Growth SMA Vehicles
17-year-old Midwest US-based RIA for sale. The RIA exists to run Tech/Small Cap Growth-focused separately managed account (SMA) vehicles. Over $6m in AUM now but capacity for $150 million with same performance. The portfolio manager has run successful mutual funds with AUM > $500 million. As of December...
Mutual Funds Canada
Mutual Fund Dealer - Mutual Fund Business set up for existing dealer or new market participant. Advanced marketing, sales and automated lead generation for Canadian Mutual Fund. 2 trillion dollar industry. LinkedIn group of 60,000 organic world wide members. 15k Canadian advisors and reps mutual fund...
South African CAT 2 FSP License for Sale
Acquire a fully operational CAT 2 FSP license, complete with essential staff and infrastructure. This turnkey solution offers a significant time-to-market advantage, bypassing the lengthy and complex regulatory approval process. Capitalize on a proven compliance framework and focus on growth from day...
Ready-Made Offshore Forex Broker For Sale
1. Сompany in the United Kingdom. 2. Company in the Marshall Islands. 3. MT5 License Entry Pack 1000 Real Accounts. 4. Irish Bank account. 5. Paypal account + Perfect money account. Re-issuance of documents included in the total price Asking price: on a request Monthly administration costs...
Investment Required For Property Based Finance
Executive Summary We are launching a Property-Based Finance Company focused on providing innovative financial solutions tailored to property owners and real estate investors. Our services will bridge the gap between traditional financing and the unique needs of the real estate market, offering flexible,...
Fund or Investment Management Company in Cayman
Cayman Islands Fund and investment management setup with LP and GP entities for sale, currently registered with the regulator (CIMA) and has a US Bank Account with all the approvals and good standing filings. Cayman is a UK controlled territory and has a strong yet friendly regulatory regime. Potential...
Crowdfunding Business For Sale In EU
Operating crowdfunding platform with business clients and Financial crowdfunding license for sale in European union. Operating Portugal fast credits with 19 per cent return. Price- 5 million EUR
Hong Kong Asset Management Company for Sale
The Hong Kong asset management company owns Type 4 and Type 9 licenses issued by the Hong Kong Securities and Futures Committee (SEC). The functions of Type 4 and Type 9 licenses are stipulated by the Hong Kong SEC as follows: Type 4: Advising on securities Type 9: Asset management The assets...
Hong Kong Asset Management License for Sale
The Hong Kong asset management company holds the Type 9 license issued by the Hong Kong Securities and Futures Committee (SEC). The functions of the Type 9 license are stipulated by the Hong Kong SEC as follows: Type 9: Asset management The Responsible officers may stay under negotiation to...
Premium FSP Opportunity | Cat I License with SARB
South African Reserve Bank Authorized A rare opportunity has emerged to acquire a fully operational Category I Financial Services Provider with active SARB authorization—a credential that positions this entity among South Africa's most trusted financial institutions. LICENSED PRODUCT SUITE: ✓ Derivative...
Tips for Buying Investment Management Businesses
Understand Regulatory Compliance
One of the most crucial aspects when purchasing an investment management business is ensuring complete regulatory compliance. Before you commit, thoroughly review the target firm’s licensing, registration, and ongoing compliance with the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and other relevant bodies. Missteps or violations can result in substantial fines and damage to your reputation. Engage a specialist compliance consultant to conduct an audit so you fully understand the regulatory risks and legacy issues you may inherit.
Evaluate Client Relationships and Retention
The value of an investment management business is largely derived from its client base and assets under management (AUM). Conduct client retention analysis and assess the depth of relationships between current advisors and clients. Gauge contract terms, client satisfaction, and typical churn rates. Ask for detailed reports on client demographics and communication history. This assessment will help you determine how likely clients are to stay after the acquisition and what actions are needed to ensure a seamless transition.
Analyze Financial Performance and Growth Potential
Carefully examine historical financial statements, revenue streams, and expense structures. Identify sources of recurring income, such as management fees and performance-based compensation. Equally important is understanding the scalability of the firm: does it have a robust business development pipeline, innovative technology infrastructure, and efficient operations? Study competitive positioning and market trends to spot opportunities or threats. Consulting with financial and strategic advisors ensures you pay a fair price based on factual analysis and viable growth prospects.